A federal court ruling in the B. Riley Financial case shows how executives’ personal business relationships can trigger ...

Litigation Trend Analysis The December 23, 2025 decision in In re Outlook Therapeutics, Inc. Securities Litigation (D.N.J., ...

New York’s century-old Martin Act continues to shape—and reshape—securities enforcement in the Empire State. Originally passed in 1921, as a comprehensive anti-fraud law to combat fraudulent financial ...

In my work with impact-focused entrepreneurs who are ready to raise capital to take their businesses to the next level, I find that phrases like securities law and legal compliance can be intimidating ...

October 06, 2025 - On Sept. 17, 2025, following a 3-1 vote, the United States Securities and Exchange Commission (SEC) issued a new policy statement, opens new tab announcing its position that the ...

A key question under federal securities laws is what qualifies as a security. This analysis is crucial because securities laws and regulations only apply if an investment or a transaction involves a ...

The U.S. Supreme Court recently decided the most significant securities law case of court's current term, Slack Technologies v. Pirani, a case raising substantial questions about the scope of private ...

December 2025 saw the tabling of the Securities Markets Code Bill, 2025, in Parliament by Finance Minister Nirmala Sitharaman ...

Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of the securities of CarMax, Inc. (NYSE: KMX) between June 20, 2025 and ...