New regulations in the North American and European markets are changing the requirements for firms’ middle- and back-office operations. These new requirements are difficult for firms to meet, ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...
Data management provider AutoRek has published guidelines on how firms can avoid incurring penalties under the second Markets in Financial Instruments Directive (MiFID II). Recommendations include the ...
The final guidelines follow a public consultation with participants and aim to enhance clarity and foster convergence in the industry’s approach to investor protection under MiFID II. The European ...
StarLeaf has created meeting room systems enabling financial services to comply with the new transaction recording rules of the second Markets in Financial Instruments Directive (MiFID II). The video ...
“In preparing to comply with Mifid II regulations, we evaluated a number of vendors with a focus on data integrity and ease of use for our investment professionals. The ONEaccess Platform Only users ...
NEW YORK--(BUSINESS WIRE)--Liquidnet, the global institutional trading network, and ONEaccess, a Visible Alpha company and leading corporate access and research valuation platform, today announced a ...
Kim Newell Chebator explains how new MiFID II regulations on data and trading will affect investors from next year. In January 2018, MiFID II will come into effect. Designed to increase investor ...
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